LLMResponse CM.L2-3.4.1.b
For assessment objective "[b] the baseline configuration includes hardware, software, firmware, and documentation," I'll provide rankings and prioritization based on the CMMC Assessment Guide information.
Priority of Assessment Approaches
For verifying that a baseline configuration includes all required components (hardware, software, firmware, and documentation), I recommend prioritizing the assessment approaches as follows:
1. **Examine (highest priority)** - This should be your primary approach since comprehensive documentation is the most direct way to verify that all required components are covered in the baseline configuration. You need to see that each element is explicitly addressed.
2. **Interview (medium priority)** - Discussions with personnel responsible for creating and maintaining the baseline can reveal whether they understand the requirement to include all four elements and how they've implemented this in practice.
3. **Test (supportive priority)** - Testing can verify that the documented baseline matches actual system configurations, but it's most valuable after you've confirmed through examination that the baseline documentation comprehensively addresses all required components.
Ranking of Evidence Types
For this specific assessment objective, I would rank the evidence types as follows:
1. **Documents (highest value)** - Comprehensive documentation showing the baseline explicitly addresses hardware, software, firmware, and documentation components is your strongest evidence. This includes detailed configuration specifications that cover all four areas.
2. **Artifacts (high value)** - Actual configuration files, system specification sheets, or inventory databases that demonstrate all four components are tracked and baselined.
3. **Screen Share (medium value)** - Live observation of configuration management systems showing how hardware, software, firmware, and documentation are all tracked within the baseline configuration.
4. **Physical Review (lower value)** - While this could verify that physical hardware matches the baseline, it's less efficient for comprehensively evaluating all four required components.
Key Assessment Objects to Focus On
When collecting evidence for this assessment objective, prioritize these assessment objects:
- System architecture and configuration documentation that comprehensively covers all four components - Configuration management plan showing how each component type is baselined - System inventory records that include hardware, software, firmware, and documentation - System design documentation that references all component types - Change control records showing how each component type is managed
The key differentiator for this assessment objective is comprehensiveness—ensuring that all four required elements (hardware, software, firmware, and documentation) are explicitly included in the baseline. Your evidence should clearly demonstrate that none of these components has been overlooked in establishing the baseline configuration.